Web2 days ago · Goldman admitted that over a two-year period from 2015-16 it failed to disclose any pre-trade-mid-market marks (PTMMM) on dozens of the same-day equity … WebNov 22, 2024 · WASHINGTON— Goldman Sachs Group Inc.’s asset-management arm agreed Tuesday to pay $4 million to settle a regulatory investigation into how it managed …
SEC.gov SEC Charges Goldman Sachs Asset …
WebMar 4, 2024 · In efforts to change its relationship to the environment, or possibly simply in efforts to increase publicity, Goldman Sachs has pledged “$750 billion to finance advisory services, and investments for green projects and companies.”. In response to consumer and public demands, banks offer investment plans that return positive environmental ... WebJun 15, 2024 · What’s more, some of the biggest names in finance have been tainted by greenwashing allegations, with Goldman Sachs Asset Management and the investment arm of Deutsche Bank among the most prominent. The cracks in the ESG firmament appear to be widening elsewhere, too. dying of breast cancer what to expect
SEC tightening its oversight of ESG-related greenwashing
WebJun 13, 2024 · Published June 13, 2024. Regulators in the US and Europe are cracking down on greenwashing by financial firms, and on June 10 targeted their biggest potential perpetrator to date: Goldman Sachs. WebApr 5, 2024 · Goldman Sachs was fined $3 million by the Financial Industry Regulatory Authority (FINRA) for mismarking nearly 60 million short sell orders as long and related supervision failures. The firm further agreed to be censured as part of FINRA’s disciplinary action published Tuesday. WebJun 16, 2024 · The US Securities and Exchange Commission (SEC) is investigating Goldman Sachs’ asset-management arm over claims made by several of its mutual funds purporting to invest on the basis of ... dying of cirrhosis